Regulatory Compliance Information
Robert Holzbach is the sole proprietor and investment advisor representative of his practice Aeolus Financial
I am a registered investment advisor representative with the State of Massachusetts. When the number of clients in a state exceeds five clients, I will also register for service of process in that state.
All financial planning clients will be offered a copy of Form ADV, Part II; alternatively, a "brochure" containing the same material information may be provided. You may request a copy of my Disclosure, and Privacy Statements.
This web site provides general information and is not intended to offer investment or financial planning advice through the Internet. This site provides a medium for you to read about my approach, to learn about our services and to be able to contact us for further information.
Aeolus Financial is allowed to operate only in states in which it is registered, as cited above, or in which it is excluded or exempted from registration. It must also be registered or exempted or excluded from registration in any state in which we follow up on individualized responses to persons in that State that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation.
The material in this web-site is based on information generally available in the public domain and is believed to be reliable and authoritative. The information is of a general nature and should not be applied indiscriminately to particular situations wherein it may not be completely applicable.
Robert Holzbach takes a long-term approach to investing and investment recommendations are made only after a comprehensive review of a client's situation. A comprehensive review generally includes an assessment of goals & objectives, remaining time to retirement, and tolerance for risk. There are no performance guarantees in investing. Past performance of an investment is no guarantee of similar success in the future.
For information concerning the licensure status or disciplinary history of
Robert Holzbach, a prospective client should contact his or her state securities law administrator.